Investor Charter & Disclosures

Vision & Mission

Vision — Invest with knowledge & safety.

Mission — Every investor should be able to invest in the right investment products based on their needs, manage and monitor them to meet their goals, access reports, and enjoy financial wellness.

Business transacted with investors

• To publish research reports based on the research activities of the Research Analyst.
• To provide an independent, unbiased view on securities.
• To offer unbiased recommendations, disclosing financial interests in recommended securities.
• To provide research recommendations based on analysis of publicly available information and known observations.
• To conduct an audit annually.
• To ensure that all advertisements adhere to the provisions of the Advertisement Code for Research Analysts.
• To maintain records of interactions with all clients, including prospective clients (prior to onboarding), where any conversation related to research services has taken place.

Services provided to investors

• Onboarding of clients; sharing of terms and conditions of research services; completing KYC of fee-paying clients.
• Disclosing information material for the client to make an informed decision — business activity, disciplinary history, terms and conditions, associates, and risks and conflicts of interest, if any.
• Disclosing the extent of use of Artificial Intelligence tools in providing research services.
• Disclosing any material conflict of interest of a third-party research provider when distributing a third-party research report, or providing a web address directing to the relevant disclosures.
• Distributing research reports and recommendations to clients without discrimination, and maintaining confidentiality until the report is made public.
• Respecting the data-privacy rights of clients and protecting their confidential information from unauthorized use.
• Disclosing the timelines for the services provided and adhering to them.
• Providing clear guidance and adequate caution notices when recommending complex and high-risk financial products or services, and treating all clients with honesty and integrity.

Grievance redressal mechanism

In case of any grievance / complaint, an investor may approach the concerned Research Analyst, who shall strive to redress the grievance immediately, but not later than 21 days of receipt.

If not satisfied, the investor may lodge a complaint on SCORES 2.0, SEBI's web-based centralized grievance redressal system (https://scores.sebi.gov.in), or email the designated email ID of the Research Analyst Administration and Supervisory Body (RAASB). Complaints are subject to two-level review — first by the designated body (RAASB) and second by SEBI.

If the investor is not satisfied with the resolution provided, the complaint / grievance may be filed on the SMARTODR platform (https://smartodr.in) for resolution through online conciliation or arbitration.

Physical complaints may be sent to: Office of Investor Assistance and Education, Securities and Exchange Board of India, SEBI Bhavan, Plot No. C4-A, 'G' Block, Bandra-Kurla Complex, Bandra (E), Mumbai 400051.

Rights of investors

• Right to Privacy and Confidentiality.
• Right to Transparent Practices.
• Right to Fair and Equitable Treatment.
• Right to Adequate Information.
• Right to Initial and Continuing Disclosure, including all statutory and regulatory disclosures.
• Right to Fair & True Advertisement.
• Right to Awareness about Service Parameters and Turnaround Times.
• Right to be Heard and Satisfactory Grievance Redressal, with timely redressal.
• Right to Exit from a financial product or service in accordance with the agreed terms and conditions.
• Right to receive clear guidance and caution notices when dealing in complex and high-risk financial products and services.
• Additional rights for vulnerable consumers, including access to services in a suitable manner even if differently abled.
• Right to provide feedback, and right against coercive, unfair, and one-sided clauses in financial agreements.

Expectations from investors — Do's

• Always deal with a SEBI-registered Research Analyst and ensure a valid registration certificate; check the SEBI registration number.
• Always pay attention to disclosures made in research reports before investing.
• Pay your Research Analyst through banking channels only and maintain duly signed receipts. You may pay fees through the Centralized Fee Collection Mechanism (CeFCOM) of RAASB if the Research Analyst has opted for it (fee-paying clients only).
• Before buying/selling securities or applying in a public offer, check the research recommendation provided by your Research Analyst.
• Ask all relevant questions and clear your doubts, especially for complex and high-risk products and services.
• Be aware of your right to stop availing the service, and your right to provide feedback.
• You will not be bound by any clause contravening regulatory provisions. Inform SEBI about any Research Analyst offering assured or guaranteed returns.

Expectations from investors — Don'ts

• Do not provide funds for investment to the Research Analyst.
• Don't fall prey to luring advertisements or market rumors.
• Do not get attracted to limited-period discounts or other incentives, gifts, etc., offered by a Research Analyst.
• Do not share login credentials and passwords of your trading, demat, or bank accounts with the Research Analyst.

Disclosures — About the Research Analyst

Tradevisor Finnovations Private Limited is a Corporate Research Entity having its office at Shop No. UG/15, Upper Ground Floor, Empire State Building, Ring Road, Surat Textile Market, Surat City, Surat, Gujarat 395002.

Tradevisor Finnovations Private Limited was registered with SEBI as a Non-Individual with Registration Number INH000015109 on February 14, 2024, pursuant to which it provides Research Analyst services to its clients.

Mr. Dhirajkumar Ashokbhai Sagar, the named Research Analyst, holds a B.Com and is NISM-Series-XV: Research Analyst certified. With a strong analytical skill set, he focuses on identifying investment ideas and implementing effective strategies.

Business activities & disciplinary history

Tradevisor Finnovations Private Limited provides recommendations based on both fundamental and technical analysis. Subscribers who wish to join for paid services are provided the same on payment of the subscription amount.

There are no outstanding litigations and no disciplinary history against Tradevisor Finnovations Private Limited.

Terms on which research reports are issued

Tradevisor Finnovations Private Limited has exercised due diligence in checking the correctness and authenticity of the information contained herein, so far as it relates to current and historical information, but does not guarantee its accuracy or completeness. The opinions expressed are based on our current research as of the date appearing in the material and may be subject to change from time to time without notice.

Tradevisor Finnovations Private Limited does not accept any liability arising from the use of this document or the information contained herein. Recipients should rely on their own judgment and take their own professional advice before acting on this information.

Tradevisor Finnovations Private Limited shall not be responsible in any way for any loss or damage that may arise to any person from any inadvertent error in the information contained, or the views and opinions expressed, in this publication.

Conflict-of-interest disclosures

• Tradevisor Finnovations Private Limited or its associates, including relatives, do not hold any financial interest in the company, do not have any actual/beneficial ownership of more than 1% in the company, and do not have any other material conflict of interest.
• Tradevisor Finnovations Private Limited or its associates are not affiliated with any other intermediaries and have not received any brokerage or commission from any third party.
• Tradevisor Finnovations Private Limited or its associates have not received any compensation from the company covered by the Research Analyst during the past twelve months.
• Tradevisor Finnovations Private Limited or its associates have not managed or co-managed a public offering of securities of the company during the past twelve months.
• Tradevisor Finnovations Private Limited or its associates have not served as an officer, director, or employee of the company and have not engaged in market-making activity of the company.
• Facts mentioned in the research report are taken from reliable sources and information; however, investors are advised to independently evaluate the market conditions and risks involved before making an investment decision.

SEBI standard disclaimer

Investment in securities market are subject to market risks. Read all the related documents carefully before investing.

Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.